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KARINA MARISOL CARPIO
CRD#: 6200690
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 3020 OLD RANCH PKWY
STES 190, 150 & 140
SEAL BEACH, CA 90740
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - Present (7 years)
License(s)

State Registrations

B
Alabama 8/4/2022

B
Missouri 6/27/2017

B
Alaska 5/13/2021

B
Montana 5/13/2021

B
Arizona 6/27/2017

B
Nebraska 5/13/2021

B
Arkansas 6/27/2017

B
Nevada 6/27/2017

B
California 5/26/2017

B
New Jersey 5/13/2021

IA
California 5/26/2017

B
New Mexico 6/27/2017

B
Colorado 6/27/2017

B
New York 5/13/2021

B
Connecticut 7/16/2021

B
North Carolina 7/22/2019

B
Florida 6/27/2017

B
Ohio 11/15/2019

B
Georgia 6/27/2017

B
Oklahoma 4/1/2022

B
Hawaii 6/27/2017

B
Oregon 6/27/2017

B
Idaho 6/27/2017

B
Pennsylvania 6/27/2017

B
Illinois 7/18/2017

B
South Carolina 5/13/2021

B
Indiana 5/13/2021

B
South Dakota 6/27/2017

B
Iowa 9/25/2017

B
Tennessee 5/13/2021

B
Kansas 5/13/2021

B
Texas 6/27/2017

B
Louisiana 5/13/2021

IA
Texas 6/27/2017

B
Maine 7/5/2023

B
Utah 6/27/2017

B
Massachusetts 5/13/2021

B
Virginia 6/27/2017

B
Michigan 5/13/2021

B
Washington 6/27/2017

B
Minnesota 10/20/2023

B
Wisconsin 5/13/2021

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
3020 OLD RANCH PKWY STES 190, 150 & 140, SEAL BEACH, CA 90740
Registered with this firm since 5/26/2017

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
3020 OLD RANCH PKWY STES 190, 150 & 140, SEAL BEACH, CA 90740
Registered with this firm since 1/4/2017

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.