Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Stacey McIntosh Anderson
STACEY MCINTOSH ANDERSON, Stacey Anderson, STACEY LYNNE MCINTOSH, Stacey L. McIntosh
CRD#: 6200683
IA
B
COLTON GROOME FINANCIAL ADVISORS, LLCCRD#: 128365 1127-B HENDERSONVILLE ROAD
ASHEVILLE, NC 28803
ASHEVILLE, NC 28803
VALMARK SECURITIES, INC.CRD#: 31243 1127-B HENDERSONVILLE ROAD
ASHEVILLE, NC 28803
ASHEVILLE, NC 28803
0
Disclosures
10
Years of Experience
View By:
State Registrations
B
North Carolina 8/20/2019
IA
North Carolina 8/23/2019
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 8/23/2019
B
Registered with this firm since 8/20/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/28/2017 - 08/13/2019 | WAYNESVILLE, NC | |
B | 02/28/2017 - 08/13/2019 | WAYNESVILLE, NC | |
IA | 01/20/2015 - 03/15/2017 | ASHEVILLE, NC | |
B | 11/03/2014 - 03/15/2017 | ASHEVILLE, NC |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.