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Detailed Report
SHANNON MICHELLE Bora-Cooper
SHANNON MICHELLE BORA, Shannon M Bora
CRD#: 6200596
IA
Investment Adviser
B
Broker
VANDERBILT ADVISORY SERVICESCRD#: 116537 1400 Renaissance Drive
Suite 203
Park Ridge, IL 60068
VANDERBILT SECURITIES, LLCCRD#: 5953 1400 Renaissance Drive, Suite 203
Park Ridge, IL 60068
Registration History
202120222023202420252026IAVANDERBILT ADVISORY SERVICES (CRD# 116537)2022 - Present (2 years)BVANDERBILT SECURITIES, LLC (CRD# 5953)2021 - Present (3 years)BTRIAD ADVISORS LLC (CRD# 25803)2021 - 2021 (<1 year)
License(s)

State Registrations

B
Illinois 11/12/2022
IA
Illinois 11/12/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VANDERBILT ADVISORY SERVICES (CRD#:116537)
1400 Renaissance Drive Suite 203, Park Ridge, IL 60068
Registered with this firm since 11/12/2022
B
VANDERBILT SECURITIES, LLC (CRD#:5953)
1400 Renaissance Drive, Suite 203, Park Ridge, IL 60068
Registered with this firm since 9/10/2021
Previous Registration(s)
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B
 05/24/2021 - 09/14/2021 TRIAD ADVISORS LLC (CRD#:25803) Park Ridge, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.