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ANTHONY JAMES DAUGHERTY
CRD#: 6200563
IA
B
LPL ENTERPRISE, LLCCRD#: 8733 3030 STARKEY BLVD.
SUITE 217
NEW PORT RICHEY, FL 34655
SUITE 217
NEW PORT RICHEY, FL 34655
0
Disclosures
11
Years of Experience
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State Registrations
B
Florida 11/15/2024
B
Ohio 11/14/2024
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Florida 11/18/2024
SRO Registrations
B
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Registered with this firm since 11/18/2024
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Registered with this firm since 11/14/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 06/21/2013 - 11/14/2024 | New Port Richey, FL | |
IA | 07/20/2022 - 11/12/2024 | New Port Richey, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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