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Detailed Report
Cassandra Frances Mascera
Cassandra Frances LaRosa, Cassandra F Mascera
CRD#: 6199733
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 350 Millburn Ave
Millburn, NJ 07041-1358
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2013 - 2014 (1 year)2 FIRMS2014 - 2016 (1 year)2 FIRMS2016 - 2017 (<1 year)2 FIRMS2017 - Present (8 years)
License(s)

State Registrations

B
California 3/28/2019
IA
New Jersey 3/29/2017
B
Colorado 4/19/2022
B
New York 3/29/2017
B
Connecticut 6/25/2024
B
North Carolina 3/28/2019
B
Florida 3/29/2017
B
Pennsylvania 3/29/2017
B
Georgia 4/14/2021
B
South Carolina 6/21/2023
B
Idaho 3/26/2024
B
Tennessee 4/14/2021
B
Illinois 6/25/2024
B
Texas 5/28/2020
B
Maine 5/17/2023
IA
Texas 2/5/2021
B
Maryland 5/28/2020
B
Virginia 4/14/2021
B
Massachusetts 4/14/2021
B
Washington 12/15/2020
B
New Jersey 3/29/2017

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
350 Millburn Ave, Millburn, NJ 07041-1358
Registered with this firm since 3/29/2017
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
350 Millburn Ave, Millburn, NJ 07041-1358
Registered with this firm since 3/29/2017
Previous Registration(s)
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IA
 10/19/2016 - 03/21/2017 PNC INVESTMENTS (CRD#:129052) CLIFTON, NJ
B
 10/18/2016 - 03/21/2017 PNC INVESTMENTS (CRD#:129052) CLIFTON, NJ
IA
 10/17/2014 - 10/26/2016 MCADAM LLC (CRD#:170914) JERSEY CITY, NJ
B
 10/03/2014 - 08/24/2016 PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747) Jersey City, NJ
IA
 12/04/2013 - 10/03/2014 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) JERSEY CITY, NJ
B
 09/13/2013 - 10/03/2014 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) JERSEY CITY, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.