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Detailed Report
TECHEN HWANG
TC HWANG
CRD#: 6197827
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1390 S. MAIN STREET, FLOOR 1
WALNUT CREEK, CA 94596
Registration History
20132014201520162017201820192020202120222023202420252026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2019 - Present (6 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2013 - Present (11 years)
License(s)

State Registrations

B
Alabama 2/27/2025
B
Missouri 9/16/2019
B
Arizona 9/16/2019
B
Montana 11/4/2019
B
California 10/16/2013
B
Nevada 9/16/2019
IA
California 1/18/2019
B
New Jersey 9/16/2019
B
Colorado 11/4/2019
B
New Mexico 8/9/2023
B
Connecticut 9/16/2019
B
New York 9/16/2019
B
Delaware 10/23/2019
B
North Carolina 9/16/2019
B
District of Columbia 11/4/2019
B
Ohio 9/16/2019
B
Florida 9/16/2019
B
Oklahoma 11/4/2019
B
Georgia 12/17/2020
B
Oregon 9/16/2019
B
Hawaii 9/16/2019
B
Pennsylvania 10/1/2019
B
Idaho 2/27/2025
B
Rhode Island 6/21/2024
B
Illinois 10/23/2019
B
South Carolina 9/16/2019
B
Indiana 9/16/2019
B
Tennessee 7/13/2023
B
Iowa 11/4/2019
B
Texas 9/16/2019
B
Kansas 7/22/2024
IA
Texas 12/6/2019
B
Kentucky 9/16/2019
B
Utah 2/27/2025
B
Louisiana 10/27/2021
B
Virginia 11/4/2019
B
Maryland 10/23/2019
B
Washington 9/16/2019
B
Massachusetts 9/16/2019
B
West Virginia 10/1/2019
B
Michigan 9/16/2019
B
Wisconsin 9/16/2019
B
Minnesota 11/4/2019
B
Wyoming 10/1/2019

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1390 S. MAIN STREET, FLOOR 1, WALNUT CREEK, CA 94596
Registered with this firm since 1/18/2019
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1390 S. MAIN STREET, FLOOR 1, WALNUT CREEK, CA 94596
Registered with this firm since 9/5/2013
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.