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JUSTIN FERINGA KATT
JUSTIN KATT
CRD#: 6197008
IA
B
OSAIC WEALTH, INC.CRD#: 23131 2905 WILSON AVE STE 200C
GRANDVILLE, MI 49418
GRANDVILLE, MI 49418
0
Disclosures
11
Years of Experience
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State Registrations
B
Colorado 6/14/2024
B
Michigan 6/14/2024
B
Georgia 6/14/2024
IA
Michigan 6/14/2024
B
Indiana 6/14/2024
B
Texas 6/14/2024
B
Iowa 6/14/2024
SRO Registrations
B
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IA
Registered with this firm since 6/14/2024
B
Registered with this firm since 6/14/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/16/2023 - 06/14/2024 | GRANDVILLE, MI | |
B | 11/14/2014 - 06/14/2024 | GRANDVILLE, MI | |
B | 07/09/2013 - 11/14/2014 | COLORADO SPRINGS, CO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.