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ADRIAN JAMES SPARKS
ADRIAN J SPARKS, Jim Sparks
CRD#: 6196846
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1301 ARKANSAS BLVD
TEXARKANA, AR 71854
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2013 - 2014 (1 year)2 FIRMS2015 - 2017 (1 year)2 FIRMS2017 - Present (7 years)
License(s)

State Registrations

B
Arizona 7/19/2023

B
Oklahoma 9/25/2017

B
Arkansas 9/25/2017

B
Oregon 10/21/2024

IA
Arkansas 12/13/2017

B
Texas 9/25/2017

B
California 8/24/2021

IA
Texas 9/25/2017

B
Florida 8/24/2021

B
West Virginia 6/20/2023

B
Louisiana 1/30/2024

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1301 ARKANSAS BLVD, TEXARKANA, AR 71854
2317 RICHMOND RD, TEXARKANA, TX 75503
Registered with this firm since 9/25/2017

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1301 ARKANSAS BLVD, TEXARKANA, AR 71854
2317 RICHMOND RD, TEXARKANA, TX 75503
Registered with this firm since 9/25/2017

Previous Registration(s)
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IA
12/17/2015 - 09/27/2017 CAPITAL ONE ADVISORS, LLC (CRD#:136865) MCLEAN, VA
B
12/17/2015 - 09/27/2017 CAPITAL ONE INVESTING, LLC (CRD#:45744) TEXARKANA, TX
IA
11/25/2013 - 12/31/2014 LPL FINANCIAL LLC (CRD#:6413) NASH, TX
B
10/29/2013 - 12/31/2014 LPL FINANCIAL LLC (CRD#:6413) NASH, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.