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STAN MICHAEL DUNGCA
Stan Dungca
CRD#: 6196738
IA
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MUTUAL ADVISORS, LLCCRD#: 167658 9140 W DODGE ROAD
SUITE 230
OMAHA, NE 68114
SUITE 230
OMAHA, NE 68114
MUTUAL SECURITIES, INC.CRD#: 13092 Thousand Oaks, CA
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Disclosures
8
Years of Experience
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State Registrations
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California 1/17/2019
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California 1/29/2019
SRO Registrations
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Registered with this firm since 1/29/2019
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/29/2017 - 02/22/2018 | WOODBURY, NY | |
B | 08/18/2016 - 08/30/2017 | RENO, NV |
RENO, NV
08/18/2016 - 08/30/2017
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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