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Detailed Report
LIN XIE
LIN XIE HSIANG
CRD#: 6195381
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 2775 Sand Hill Road
Suite 120
Menlo Park, CA 94025
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2016 - 2020 (4 years)2 FIRMS2020 - Present (4 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2014 - 2016 (1 year)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2015 - 2016 (1 year)
License(s)

State Registrations

B
California 5/28/2020
B
New York 5/4/2022
IA
California 5/28/2020
B
Puerto Rico 4/28/2022
B
Nevada 8/6/2020
B
Washington 10/13/2022
B
New Jersey 1/4/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
2775 Sand Hill Road Suite 120, Menlo Park, CA 94025
Registered with this firm since 5/28/2020
B
MORGAN STANLEY (CRD#:149777)
2775 Sand Hill Road Suite 120, Menlo Park, CA 94025
Registered with this firm since 5/28/2020
Previous Registration(s)
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IA
 03/16/2016 - 05/28/2020 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) SANTA CLARA, CA
B
 03/16/2016 - 05/28/2020 CETERA INVESTMENT SERVICES LLC (CRD#:15340) SAN FRANCISCO, CA
IA
 02/10/2015 - 02/02/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN FRANCISCO, CA
B
 12/01/2014 - 02/02/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN FRANCISCO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.