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KELLY ANDREW CARPENTER
KELLY A CARPENTER
CRD#: 6194821
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 245 SUMMER STREET, V2A
BOSTON, MA 02210
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 1540 EAST SOUTHLAKE BLVD.
SOUTHLAKE, TX 76092-6422
Registration History
20152016201720182019202020212022202320242025IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - Present (6 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2015 - Present (9 years)IASTRATEGIC ADVISERS LLC (CRD# 104555)2016 - 2018 (2 years)
License(s)

State Registrations

B
Connecticut 5/13/2015

B
New Jersey 5/13/2015

IA
Connecticut 1/17/2024

IA
New Jersey 1/12/2024

B
Florida 5/13/2015

B
New York 5/13/2015

B
Maine 5/13/2015

IA
New York 1/12/2024

IA
Maine 1/12/2024

B
Pennsylvania 5/13/2015

B
Maryland 5/13/2015

IA
Pennsylvania 1/12/2024

IA
Maryland 1/12/2024

B
Rhode Island 5/13/2015

B
Massachusetts 5/13/2015

B
Texas 5/8/2015

IA
Massachusetts 4/2/2024

IA
Texas 7/13/2018

B
New Hampshire 5/13/2015

B
Vermont 5/13/2015

IA
New Hampshire 1/16/2024

IA
Vermont 1/12/2024

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
245 SUMMER STREET, V2A, BOSTON, MA 02210
Registered with this firm since 7/13/2018

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
1540 EAST SOUTHLAKE BLVD., SOUTHLAKE, TX 76092-6422
TROPHY CLUB, TX
Registered with this firm since 5/1/2015

Previous Registration(s)
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IA
06/28/2016 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) WESTLAKE, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.