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NICHOLAS ALEXANDER RAMSTETTER
NICHOLAS RAMSTETTER
CRD#: 6194774
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 1261 POST ROAD
FAIRFIELD, CT 06824-6072
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 1261 POST ROAD
FAIRFIELD, CT 06824
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2013 - 2015 (1 year)2 FIRMS2015 - 2016 (<1 year)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2023 - Present (1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2022 - Present (3 years)
License(s)

State Registrations

B
California 4/28/2022

B
New Jersey 1/3/2025

B
Connecticut 4/28/2022

B
New York 4/28/2022

IA
Connecticut 8/7/2023

B
North Carolina 3/1/2024

B
Florida 4/28/2022

B
Ohio 3/13/2024

B
Indiana 5/7/2024

B
Pennsylvania 4/28/2022

B
Maine 1/3/2025

B
Tennessee 3/12/2024

B
Maryland 2/13/2024

IA
Texas 1/8/2025

B
Massachusetts 1/3/2025

B
Vermont 1/3/2025

B
New Hampshire 3/1/2024

B
Virginia 5/30/2024

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
1261 POST ROAD, FAIRFIELD, CT 06824-6072
Registered with this firm since 8/7/2023

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
1261 POST ROAD, FAIRFIELD, CT 06824
FAIRFIELD, CT
Registered with this firm since 2/11/2022

Previous Registration(s)
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IA
04/13/2015 - 03/28/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
04/09/2015 - 03/28/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
IA
08/02/2013 - 02/24/2015 MORGAN STANLEY (CRD#:149777) NEW YORK, NY
B
06/27/2013 - 02/24/2015 MORGAN STANLEY (CRD#:149777) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.