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BRITTANY ANN NAM
BRITTANY ANN BYRD
CRD#: 6194091
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 131 SOUTH RODEO DRIVE
SUITE 300
BEVERLY HILLS, CA 90212
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2013 - Present (11 years)
License(s)

State Registrations

B
Alabama 11/6/2013

B
Minnesota 2/15/2022

B
Arizona 11/6/2013

B
Mississippi 11/6/2013

B
Arkansas 1/25/2022

B
Nevada 1/25/2022

B
California 8/17/2017

B
New Hampshire 11/6/2013

IA
California 10/4/2017

B
New York 11/6/2013

B
Colorado 1/25/2022

B
North Carolina 11/6/2013

B
Connecticut 10/30/2024

B
Ohio 5/31/2016

B
Delaware 10/24/2014

B
Pennsylvania 1/25/2022

B
District of Columbia 2/15/2022

B
Rhode Island 2/15/2022

B
Florida 11/6/2013

B
South Carolina 11/6/2013

B
Georgia 10/29/2013

B
Tennessee 1/22/2021

IA
Georgia 10/30/2013

B
Texas 11/6/2013

B
Illinois 11/6/2013

IA
Texas 9/10/2021

B
Indiana 1/25/2022

B
Utah 5/6/2024

B
Kansas 1/25/2022

B
Virginia 11/6/2013

B
Kentucky 2/15/2022

B
Washington 1/25/2022

B
Louisiana 2/15/2022

B
West Virginia 8/26/2022

B
Maryland 1/25/2022

B
Wisconsin 2/15/2022

B
Massachusetts 11/6/2013

B
Wyoming 2/11/2025

B
Michigan 11/6/2013

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
131 SOUTH RODEO DRIVE SUITE 300, BEVERLY HILLS, CA 90212
Atlanta, GA
Registered with this firm since 10/30/2013

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
131 SOUTH RODEO DRIVE SUITE 300, BEVERLY HILLS, CA 90212
Atlanta, GA
Registered with this firm since 8/27/2013

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.