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JOSE ANTONIO OPENGO CASTILLO
ANTONIO OPENGO, JOSE ANTONIO OPENGO
CRD#: 6193332
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 4400 Post Oak Parkway
Suite 1800
HOUSTON, TX 77027
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2013 - 2023 (10 years)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Arizona 11/29/2023

B
New York 11/29/2023

B
California 11/29/2023

IA
New York 11/29/2023

B
Delaware 11/29/2023

B
Puerto Rico 11/29/2023

B
Florida 11/29/2023

B
Texas 11/29/2023

B
Georgia 11/29/2023

IA
Texas 11/29/2023

B
Missouri 11/29/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
4400 Post Oak Parkway Suite 1800, HOUSTON, TX 77027
Registered with this firm since 11/29/2023

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
4400 Post Oak Parkway Suite 1800, HOUSTON, TX 77027
Registered with this firm since 11/29/2023

Previous Registration(s)
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IA
07/26/2013 - 12/15/2023 MORGAN STANLEY (CRD#:149777) Houston, TX
B
06/10/2013 - 12/15/2023 MORGAN STANLEY (CRD#:149777) Houston, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.