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Andrew J Lee
ANDREW JOHN LEE
CRD#: 6193321
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 10000 AVALON BLVD
ALPHARETTA, GA 30009
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2021 - Present (3 years)BCAMBRIDGE INVESTMENT RESEARCH,... (CRD# 39543)2016 - 2021 (5 years)BE*TRADE SECURITIES LLC (CRD# 29106)2013 - 2016 (2 years)IACAMBRIDGE INVESTMENT RESEARCH ... (CRD# 134139)2018 - 2021 (3 years)
License(s)

State Registrations

B
Alabama 9/29/2021

B
Minnesota 9/2/2024

B
Arizona 9/29/2021

B
Mississippi 9/29/2021

B
Arkansas 9/29/2021

B
Montana 9/29/2021

B
California 9/29/2021

B
New Jersey 9/29/2021

B
Colorado 11/16/2022

B
New York 9/29/2021

B
Connecticut 11/16/2022

B
North Carolina 9/29/2021

B
Florida 9/29/2021

B
Ohio 9/30/2021

B
Georgia 9/16/2021

B
Oregon 9/29/2021

IA
Georgia 9/20/2021

B
Pennsylvania 9/29/2021

B
Illinois 9/29/2021

B
South Carolina 9/29/2021

B
Indiana 9/29/2021

B
Tennessee 9/29/2021

B
Iowa 9/29/2021

B
Texas 9/29/2021

B
Kentucky 10/11/2022

IA
Texas 10/1/2021

B
Louisiana 11/16/2022

B
Virginia 9/29/2021

B
Maryland 9/29/2021

B
Washington 9/29/2021

B
Massachusetts 9/29/2021

B
Wisconsin 9/29/2021

B
Michigan 9/29/2021

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
10000 AVALON BLVD, ALPHARETTA, GA 30009
Registered with this firm since 9/20/2021

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
10000 AVALON BLVD, ALPHARETTA, GA 30009
Registered with this firm since 9/16/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/04/2018 - 07/29/2021 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139) Atlanta, GA
B
01/13/2016 - 07/29/2021 CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543) ATLANTA, GA
B
06/07/2013 - 01/06/2016 E*TRADE SECURITIES LLC (CRD#:29106) ALPHARETTA, GA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.