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DUSTIN ALAN JONES
CRD#: 6191788
IA
B
ASSUREDPARTNERS INVESTMENT ADVISORSCRD#: 309550 Wake Forest, NC
PRIVATE CLIENT SERVICES, LLCCRD#: 120222 8211 W Broward Blvd., Ste 200
Plantation, FL 33324
Plantation, FL 33324
0
Disclosures
11
Years of Experience
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State Registrations
IA
Florida 11/28/2022
B
North Carolina 7/5/2023
IA
North Carolina 10/21/2022
SRO Registrations
B
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Learn about permitted activities of registered representatives
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IA
Registered with this firm since 10/21/2022
B
Registered with this firm since 6/29/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/12/2018 - 02/24/2023 | WAKE FOREST, NC | |
B | 07/17/2020 - 07/06/2021 | Wake Forest, NC | |
B | 01/07/2014 - 07/17/2020 | Wake Forest, NC | |
IA | 07/05/2013 - 11/25/2013 | APEX, NC | |
B | 07/03/2013 - 11/25/2013 | APEX, NC |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.