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THOMAS JARACZ
THOMAS MATTHEW JARACZ, Tom Jaracz
CRD#: 6189710
IA
B
AMERITAS ADVISORY SERVICES, LLCCRD#: 317245 221 E 4TH ST STE 405
CINCINNATI, OH 45202
CINCINNATI, OH 45202
AMERITAS INVESTMENT COMPANY, LLCCRD#: 14869 221 E 4th St Ste 405
Cincinnati, OH 45202
Cincinnati, OH 45202
0
Disclosures
9
Years of Experience
View By:
State Registrations
B
Alabama 2/23/2024
IA
Ohio 11/1/2021
B
Kentucky 3/10/2020
B
Texas 10/15/2021
IA
Kentucky 11/1/2021
IA
Texas 11/1/2021
B
Ohio 3/10/2020
SRO Registrations
B
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IA
Registered with this firm since 11/1/2021
B
Registered with this firm since 3/10/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/18/2020 - 11/01/2021 | LINCOLN, NE | |
IA | 03/15/2017 - 02/19/2020 | CINCINNATI, OH | |
B | 03/15/2017 - 02/19/2020 | CINCINNATI, OH | |
IA | 10/27/2015 - 03/07/2017 | COVINGTON, KY | |
B | 04/07/2015 - 03/03/2017 | COVINGTON, KY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.