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Kendra V. Sims
KENDRA V MITCHELL, KENDRA VIOLA MITCHELL, KENDRA V MITHCELL, Kendra VIOLA Sims
CRD#: 6189562
IA
B
MORGAN STANLEYCRD#: 149777 601 Union Street
Suite 2900
Seattle, WA 98101
Suite 2900
Seattle, WA 98101
0
Disclosures
5
Years of Experience
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State Registrations
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Arizona 7/28/2025
B
Washington 6/13/2025
B
California 7/28/2025
IA
Washington 6/13/2025
B
Texas 7/28/2025
SRO Registrations
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B
B
B
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IA
Registered with this firm since 6/13/2025
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Registered with this firm since 6/13/2025
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/23/2021 - 06/04/2025 | SEATTLE, WA | |
B | 11/23/2021 - 06/04/2025 | SEATTLE, WA | |
IA | 01/25/2021 - 11/30/2021 | Seattle, WA | |
B | 10/25/2019 - 11/30/2021 | Seattle, WA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.