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MICHAEL J WITSMAN
MICHAEL JOSEPH WITSMAN J, MICHAEL JOSEPH WITSMAN, Michael Witsman
CRD#: 6188945
IA
B
MORGAN STANLEYCRD#: 149777 3201 WEST WHITE OAKS DRIVE
SUITE 201
SPRINGFIELD, IL 62704
SUITE 201
SPRINGFIELD, IL 62704
0
Disclosures
11
Years of Experience
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State Registrations
B
Alabama 8/15/2023
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Nebraska 11/16/2021
B
Alaska 8/15/2023
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Nevada 8/15/2023
B
Arizona 8/22/2019
B
New Hampshire 8/15/2023
B
Arkansas 8/21/2019
B
New Jersey 4/25/2019
B
California 8/21/2019
B
New Mexico 8/15/2023
B
Colorado 8/22/2019
B
New York 10/25/2021
B
Connecticut 8/15/2023
B
North Carolina 9/4/2019
B
Delaware 8/15/2023
B
North Dakota 8/15/2023
B
District of Columbia 3/15/2022
B
Ohio 1/6/2021
B
Florida 8/22/2019
B
Oklahoma 9/15/2021
B
Georgia 8/22/2019
B
Oregon 12/3/2020
B
Hawaii 8/15/2023
B
Pennsylvania 8/15/2023
B
Idaho 8/15/2023
B
Puerto Rico 8/15/2023
B
Illinois 8/31/2018
B
Rhode Island 8/15/2023
IA
Illinois 8/31/2018
B
South Carolina 8/23/2019
B
Indiana 8/22/2019
B
South Dakota 8/23/2019
B
Iowa 8/15/2023
B
Tennessee 8/15/2023
B
Kansas 8/15/2023
B
Texas 7/24/2019
B
Kentucky 8/22/2019
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Texas 4/2/2020
B
Louisiana 6/13/2023
B
Utah 8/15/2023
B
Maine 8/15/2023
B
Vermont 8/15/2023
B
Maryland 8/22/2019
B
Virgin Islands 8/15/2023
B
Massachusetts 8/15/2023
B
Virginia 2/8/2023
B
Michigan 1/4/2019
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Washington 11/1/2018
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Minnesota 9/10/2020
B
West Virginia 8/15/2023
B
Mississippi 8/15/2023
B
Wisconsin 4/25/2019
B
Missouri 8/22/2019
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Wyoming 8/15/2023
B
Montana 8/15/2023
SRO Registrations
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B
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B
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IA
Registered with this firm since 8/31/2018
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Registered with this firm since 8/31/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/14/2014 - 08/28/2018 | SPRINGFIELD, IL | |
B | 09/09/2013 - 08/28/2018 | SPRINGFIELD, IL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.