Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
KEVIN RANDALL EUGENE BERRY
CRD#: 6188796
IA
Investment Adviser
BROOKSTONE CAPITAL MANAGEMENT LLCCRD#: 141413 200 CORNERSTONE DR
Ste 201
CARY, NC 27519
Registration History
20132014201520162017201820192020202120222023202420252026IABROOKSTONE CAPITAL MANAGEMENT LLC (CRD# 141413)2022 - Present (3 years)IABROOKSTONE WEALTH ADVISORS, LLC (CRD# 137658)2016 - Present (8 years)IAFORMULA FOLIO INVESTMENTS (CRD# 153467)2016 - 2021 (5 years)IAEQIS CAPITAL MANAGEMENT (CRD# 126052)2014 - 2016 (1 year)IAPROSPERITY CAPITAL GROUP INC (CRD# 149414)2013 - 2016 (3 years)
License(s)

State Registrations

IA
North Carolina 7/25/2016
IA
Virginia 10/6/2021
Current Registration(s)
IA
BROOKSTONE CAPITAL MANAGEMENT LLC (CRD#:141413)
200 CORNERSTONE DR Ste 201, CARY, NC 27519
Registered with this firm since 1/14/2022
IA
BROOKSTONE WEALTH ADVISORS, LLC (CRD#:137658)
200 CORNERSTONE DR STE 201, CARY, NC 27519
Registered with this firm since 7/25/2016
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/25/2016 - 12/31/2021 FORMULA FOLIO INVESTMENTS (CRD#:153467) Raleigh, NC
IA
 11/03/2014 - 07/05/2016 EQIS CAPITAL MANAGEMENT (CRD#:126052) SAN RAFAEL, CA
IA
 05/02/2013 - 06/30/2016 PROSPERITY CAPITAL GROUP INC (CRD#:149414) RALEIGH, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.