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Thomas Palomares II
THOAMS DWIGHT PALOMARES, THOMAS D PALOMARES, THOMAS DWIGHT PALOMARES, TOM DWIGHT PALOMARES, TOMMY DWIGHT PALOMARES…
CRD#: 6188358
IA
B
EDWARD JONESCRD#: 250 6791 E CAMINO PRINCIPAL
TUCSON, AZ 85715
TUCSON, AZ 85715
0
Disclosures
10
Years of Experience
View By:
State Registrations
B
Alaska 11/29/2021
B
Montana 8/19/2019
B
Arizona 3/26/2019
B
Nevada 3/17/2021
IA
Arizona 3/26/2019
B
New York 8/19/2019
B
California 8/19/2019
B
North Carolina 8/19/2019
B
Colorado 7/19/2022
B
Ohio 8/18/2019
B
Florida 8/19/2019
B
Pennsylvania 8/11/2023
B
Idaho 8/19/2019
B
Texas 8/21/2019
B
Kentucky 6/16/2022
IA
Texas 8/23/2019
B
Maryland 8/22/2019
B
Virginia 8/21/2019
B
Massachusetts 8/19/2019
B
Washington 8/16/2019
B
Michigan 11/16/2022
B
Wisconsin 2/12/2025
B
Missouri 4/30/2024
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 3/26/2019
B
Registered with this firm since 3/22/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/31/2017 - 03/08/2018 | TUCSON, AZ | |
B | 09/22/2017 - 03/08/2018 | TUCSON, AZ | |
B | 04/13/2015 - 09/14/2017 | TUCSON, AZ | |
B | 11/01/2013 - 02/20/2015 | TUCSON, AZ | |
B | 05/27/2013 - 10/25/2013 | TUCSON, AZ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.