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Detailed Report
BRENDAN GARRETT O'MALLEY
BRENDAN GARRETT O MALLEY, BRENDAN GARRETT OMALLEY
CRD#: 6187667
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Investment Adviser
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Previous Broker
FISHER INVESTMENTSCRD#: 107342 Frisco, TX
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - 2015 (1 year)2 FIRMS2015 - 2017 (2 years)IAFISHER INVESTMENTS (CRD# 107342)2017 - Present (7 years)
License(s)

State Registrations

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Texas 11/21/2017
Current Registration(s)
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FISHER INVESTMENTS (CRD#:107342)
Frisco, TX
Registered with this firm since 11/21/2017
Previous Registration(s)
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 04/14/2015 - 11/16/2017 CALAMOS ADVISORS LLC (CRD#:105758) NAPERVILLE, IL
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 04/14/2015 - 11/16/2017 CALAMOS FINANCIAL SERVICES LLC (CRD#:19850) NAPERVILLE, IL
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 05/20/2014 - 03/26/2015 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) CHICAGO, IL
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 01/10/2014 - 03/26/2015 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.