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Detailed Report
Rudy Waterfield Edelen
CRD#: 6187654
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Investment Adviser
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Previous Broker
WEALTH ENHANCEMENT ADVISORY SERVICES, LLCCRD#: 116407 1131 FAIRVIEW AVE
SUITE 203
BOWLING GREEN, KY 42103
Registration History
201620172018201920202021202220232024202520262 FIRMS2016 - 2019 (3 years)2 FIRMS2019 - 2022 (2 years)IAWEALTH ENHANCEMENT ADVISORY SE... (CRD# 116407)2024 - Present (1 year)IALANDMARK FINANCIAL ADVISORS, LLC (CRD# 129435)2022 - 2024 (1 year)
License(s)

State Registrations

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Kentucky 1/3/2024
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Tennessee 1/4/2024
Current Registration(s)
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WEALTH ENHANCEMENT ADVISORY SERVICES, LLC (CRD#:116407)
1131 FAIRVIEW AVE SUITE 203, BOWLING GREEN, KY 42103
NASHVILLE, TN
Registered with this firm since 1/3/2024
Previous Registration(s)
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 07/13/2022 - 01/10/2024 LANDMARK FINANCIAL ADVISORS, LLC (CRD#:129435) NASHVILLE, TN
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 12/26/2019 - 06/10/2022 FIRST TRUST ADVISORS LP (CRD#:107027) NASHVILLE, TN
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 12/04/2019 - 06/10/2022 FIRST TRUST PORTFOLIOS L.P. (CRD#:28519) WHEATON, IL
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 09/01/2016 - 12/04/2019 MORGAN STANLEY (CRD#:149777) NASHVILLE, TN
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 07/27/2016 - 12/04/2019 MORGAN STANLEY (CRD#:149777) NASHVILLE, TN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.