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SARAH SHIVERS BEHR
SARAH SHIVERS HEIDEN, SARAH ELLEN SHIVERS, SARAH SHIVERS
CRD#: 6187283
IA
Investment Adviser
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Previous Broker
SIMPLIFY FINANCIAL PLANNINGCRD#: 296175 SAN FRANCISCO, CA
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2013 - 2015 (1 year)2 FIRMS2015 - 2015 (<1 year)2 FIRMS2015 - 2017 (1 year)IASIMPLIFY FINANCIAL PLANNING (CRD# 296175)2018 - Present (6 years)
License(s)

State Registrations

IA
California 5/23/2018

Current Registration(s)
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SIMPLIFY FINANCIAL PLANNING (CRD#:296175)
SAN FRANCISCO, CA
Registered with this firm since 5/23/2018

Previous Registration(s)
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12/18/2015 - 05/01/2017 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SAN FRANCISCO, CA
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12/18/2015 - 05/01/2017 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SAN FRANCISCO, CA
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06/19/2015 - 12/22/2015 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) SAN FRANCISCO, CA
B
06/19/2015 - 12/22/2015 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) SAN FRANCISCO, CA
IA
12/23/2013 - 05/26/2015 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN FRANCISCO, CA
B
11/11/2013 - 05/26/2015 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN FRANCISCO, CA
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.