Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
ANDREW MCGINNIS
CRD#: 6186864
IA
Investment Adviser
B
Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 12312 OLIVE BOULEVARD
SUITE 265
ST. LOUIS, MO 63141
Registration History
20132014201520162017201820192020202120222023202420252026IAVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2019 - Present (5 years)BVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2013 - Present (11 years)
License(s)

State Registrations

B
Alabama 10/16/2013
B
Michigan 12/17/2013
B
Arkansas 3/5/2015
B
Mississippi 10/16/2013
IA
Arkansas 5/17/2023
B
Missouri 2/1/2016
B
California 10/16/2013
IA
Missouri 1/8/2020
IA
California 8/26/2019
B
Montana 7/10/2015
B
Colorado 7/7/2014
B
Nevada 10/15/2015
B
Florida 10/16/2013
B
New Jersey 10/16/2013
IA
Florida 9/25/2020
B
New York 10/16/2013
B
Georgia 10/16/2013
B
North Carolina 10/16/2013
B
Idaho 4/21/2015
B
Ohio 3/10/2015
B
Illinois 4/25/2014
B
Oklahoma 6/23/2016
IA
Illinois 1/8/2020
B
Oregon 10/22/2015
B
Indiana 12/5/2013
B
Pennsylvania 3/31/2014
B
Iowa 10/24/2016
B
South Carolina 10/16/2013
B
Kansas 6/19/2015
B
Texas 7/24/2013
B
Kentucky 1/13/2015
IA
Texas 8/24/2019
IA
Kentucky 3/6/2020
B
Virginia 10/16/2013
B
Louisiana 10/16/2013
B
Washington 2/10/2014
B
Maine 10/22/2015
B
West Virginia 4/10/2014
B
Maryland 10/16/2013
B
Wisconsin 11/9/2017
B
Massachusetts 10/16/2013
IA
Wisconsin 4/12/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
12312 OLIVE BOULEVARD SUITE 265, ST. LOUIS, MO 63141
Registered with this firm since 8/24/2019
B
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
12312 OLIVE BOULEVARD SUITE 265, ST. LOUIS, MO 63141
Registered with this firm since 7/24/2013
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.