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Detailed Report
KIMBERLY GRUBISICH
CRD#: 6186846
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 225 West Santa Clara Street
Suite 900
San Jose, CA 95113
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - Present (7 years)
License(s)

State Registrations

B
Arizona 1/30/2019
B
Missouri 9/11/2019
B
Arkansas 11/10/2020
B
Montana 3/1/2019
B
California 11/15/2017
B
Nebraska 8/31/2020
IA
California 11/15/2017
B
Nevada 1/30/2019
B
Colorado 1/30/2019
B
New Hampshire 1/30/2019
B
Connecticut 8/31/2020
B
New Jersey 11/16/2021
B
Delaware 7/10/2023
B
New Mexico 11/16/2021
B
District of Columbia 8/31/2020
B
New York 8/28/2019
B
Florida 10/2/2018
B
North Carolina 3/1/2019
B
Georgia 3/13/2019
B
Ohio 3/4/2019
B
Hawaii 1/30/2019
B
Oregon 1/30/2019
B
Idaho 3/1/2019
B
Pennsylvania 8/31/2020
B
Illinois 2/5/2019
B
South Carolina 8/31/2020
B
Indiana 3/1/2019
B
South Dakota 8/31/2020
B
Iowa 8/31/2020
B
Tennessee 11/5/2018
B
Kansas 1/6/2022
B
Texas 3/1/2019
B
Kentucky 2/23/2022
IA
Texas 2/25/2020
B
Louisiana 8/31/2020
B
Utah 1/30/2019
B
Maine 5/6/2022
B
Vermont 8/31/2020
B
Maryland 3/1/2019
B
Virginia 3/1/2019
B
Massachusetts 8/28/2019
B
Washington 10/26/2018
B
Michigan 1/30/2019
B
Wisconsin 8/31/2020
B
Minnesota 8/27/2020
B
Wyoming 8/28/2019
B
Mississippi 3/1/2019

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
225 West Santa Clara Street Suite 900, San Jose, CA 95113
Registered with this firm since 11/15/2017
B
MORGAN STANLEY (CRD#:149777)
225 West Santa Clara Street Suite 900, San Jose, CA 95113
Registered with this firm since 6/19/2017
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.