Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
JOHN MICHAEL CLIFFORD
JAY MICHAEL CLIFFORD
CRD#: 6186400
IA
Investment Adviser
B
Broker
PRIMERICA ADVISORSCRD#: 10111 14497 N DALE MABRY HWY
STE 240-N
TAMPA, FL 33618
Registration History
20132014201520162017201820192020202120222023202420252026IAPRIMERICA ADVISORS (CRD# 10111)2015 - Present (9 years)BPFS INVESTMENTS INC. (CRD# 10111)2013 - Present (11 years)
License(s)

State Registrations

B
California 6/19/2020
B
New Jersey 4/5/2021
B
Colorado 5/6/2015
B
New York 2/10/2017
B
Connecticut 5/6/2015
B
North Carolina 1/29/2021
B
Florida 9/10/2013
B
North Dakota 4/5/2021
IA
Florida 5/11/2015
B
Pennsylvania 1/14/2021
B
Georgia 3/15/2024
B
Tennessee 9/27/2023
B
Hawaii 4/10/2014
B
Texas 1/13/2021
B
Kentucky 4/22/2024
B
Virginia 3/15/2024
B
Maryland 10/28/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIMERICA ADVISORS (CRD#:10111)
14497 N DALE MABRY HWY STE 240-N, TAMPA, FL 33618
LAND O LAKES, FL
Registered with this firm since 5/11/2015
B
PFS INVESTMENTS INC. (CRD#:10111)
14497 N DALE MABRY HWY STE 240-N, TAMPA, FL 33618
LAND O LAKES, FL
Registered with this firm since 9/3/2013
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.