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LISU GU
CRD#: 6186203
IA
Investment Adviser
B
Broker
TRANSAMERICA FINANCIAL ADVISORS, LLCCRD#: 16164 9801 WASHINGTONIAN BLVD
SUITE 700
GAITHERSBURG, MD 20878
Registration History
20132014201520162017201820192020202120222023202420252026IATRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)2018 - Present (6 years)BTRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)2013 - Present (11 years)
License(s)

State Registrations

B
California 1/16/2014

B
North Carolina 9/16/2024

B
Georgia 8/27/2019

B
Ohio 10/23/2024

B
Maryland 8/30/2013

B
Pennsylvania 1/16/2014

IA
Maryland 3/23/2018

B
Virginia 8/16/2013

B
Massachusetts 2/22/2021

IA
Virginia 3/23/2018

B
New York 4/4/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRANSAMERICA FINANCIAL ADVISORS, LLC (CRD#:16164)
9801 WASHINGTONIAN BLVD SUITE 700, GAITHERSBURG, MD 20878
Registered with this firm since 3/23/2018

B
TRANSAMERICA FINANCIAL ADVISORS, LLC (CRD#:16164)
9801 WASHINGTONIAN BLVD SUITE 700, GAITHERSBURG, MD 20878
Registered with this firm since 7/29/2013

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.