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Matthew K Jump
MATTHEW KELLY JUMP
CRD#: 6186177
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VOYA FINANCIAL ADVISORS, INC.CRD#: 2882 Milwaukee, WI
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Disclosures
9
Years of Experience
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State Registrations
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Alabama 11/13/2023
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Nevada 11/20/2023
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Alaska 12/8/2023
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New Hampshire 11/1/2023
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Arizona 11/7/2023
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New Jersey 11/1/2023
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Arkansas 10/31/2023
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New Mexico 10/31/2023
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California 10/31/2023
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New York 11/27/2023
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Colorado 10/31/2023
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New York 12/6/2023
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Connecticut 10/31/2023
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North Carolina 11/6/2023
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Connecticut 11/20/2023
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North Dakota 11/6/2023
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Delaware 11/16/2023
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Ohio 10/30/2023
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District of Columbia 12/7/2023
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Oklahoma 11/2/2023
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Florida 10/31/2023
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Oregon 10/31/2023
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Georgia 10/31/2023
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Pennsylvania 10/31/2023
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Hawaii 11/2/2023
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Puerto Rico 11/7/2023
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Idaho 10/31/2023
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Rhode Island 11/14/2023
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Illinois 11/3/2023
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South Carolina 11/6/2023
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Indiana 10/31/2023
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South Dakota 11/2/2023
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Iowa 11/2/2023
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Tennessee 10/31/2023
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Kansas 10/31/2023
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Texas 10/30/2023
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Kentucky 11/7/2023
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Texas 11/17/2023
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Louisiana 10/31/2023
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Utah 10/31/2023
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Maine 10/31/2023
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Vermont 11/1/2023
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Maryland 11/2/2023
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Virgin Islands 10/31/2023
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Massachusetts 10/30/2023
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Virginia 11/11/2023
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Michigan 11/13/2023
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Washington 11/15/2023
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Minnesota 11/13/2023
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West Virginia 11/2/2023
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Mississippi 10/31/2023
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Wisconsin 10/31/2023
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Missouri 10/31/2023
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Wisconsin 11/16/2023
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Montana 10/31/2023
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Wyoming 11/6/2023
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Nebraska 10/31/2023
SRO Registrations
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 05/17/2019 - 11/10/2023 | MEQUON, WI | |
IA | 05/20/2019 - 12/15/2021 | MEQUON, WI | |
B | 08/21/2018 - 04/23/2019 | MEQUON, WI | |
B | 08/09/2013 - 05/24/2016 | MENOMONEE FALLS, WI |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.