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NICHOLE SLAGLE GODWIN
NICHOLE GODWIN, NICHOLE ANNA SLAGLE
CRD#: 6185897
IA
B
MORGAN STANLEYCRD#: 149777 201 East Pine Street 11Th Floor
Orlando, FL 32801
Orlando, FL 32801
0
Disclosures
10
Years of Experience
View By:
State Registrations
B
Alabama 7/19/2016
B
Montana 7/6/2017
B
Alaska 7/19/2016
B
Nebraska 3/1/2022
B
Arizona 7/19/2016
B
Nevada 7/19/2016
B
Arkansas 7/19/2016
B
New Hampshire 7/6/2017
B
California 7/19/2016
B
New Jersey 7/19/2016
B
Colorado 7/19/2016
B
New Mexico 3/1/2022
B
Connecticut 7/19/2016
B
New York 7/19/2016
B
Delaware 7/19/2016
B
North Carolina 7/20/2016
B
District of Columbia 7/19/2016
B
North Dakota 3/1/2022
B
Florida 7/12/2016
B
Ohio 7/20/2016
IA
Florida 7/13/2016
B
Oklahoma 7/19/2016
B
Georgia 7/12/2016
B
Oregon 7/19/2016
B
Hawaii 7/19/2016
B
Pennsylvania 7/19/2016
B
Idaho 3/1/2022
B
Puerto Rico 7/19/2016
B
Illinois 7/19/2016
B
Rhode Island 7/19/2016
B
Indiana 7/19/2016
B
South Carolina 7/19/2016
B
Iowa 7/19/2016
B
South Dakota 7/6/2017
B
Kansas 7/19/2016
B
Tennessee 7/19/2016
B
Kentucky 7/19/2016
B
Texas 7/19/2016
B
Louisiana 7/6/2017
IA
Texas 8/18/2017
B
Maine 7/19/2016
B
Utah 1/30/2017
B
Maryland 7/19/2016
B
Vermont 7/19/2016
B
Massachusetts 7/19/2016
B
Virginia 7/19/2016
B
Michigan 7/19/2016
B
Washington 7/19/2016
B
Minnesota 3/27/2017
B
West Virginia 7/19/2016
B
Mississippi 7/19/2016
B
Wisconsin 7/19/2016
B
Missouri 7/19/2016
B
Wyoming 7/19/2016
SRO Registrations
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View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
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IA
Registered with this firm since 7/13/2016
B
Registered with this firm since 7/12/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/25/2016 - 07/06/2016 | ORLANDO, FL | |
B | 02/22/2016 - 07/06/2016 | ORLANDO, FL | |
IA | 07/22/2014 - 01/04/2016 | WINSTON-SALEM, NC | |
B | 04/30/2014 - 01/04/2016 | WINSTON-SALEM, NC |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.