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NICHOLAS ALAN RIVERA
Nicholas Rivera
CRD#: 6185833
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 1861 INTERNATIONAL DR, SUITE 100
TYSONS CORNER, VA 22102
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 1861 INTERNATIONAL DR, SUITE 100
TYSONS CORNER, VA 22102
Registration History
20132014201520162017201820192020202120222023202420252 FIRMS2013 - 2021 (7 years)2 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Alabama 3/1/2024

B
New Jersey 4/30/2024

B
California 5/6/2022

B
New York 12/8/2021

B
Delaware 1/5/2024

B
North Carolina 12/9/2023

B
District of Columbia 2/18/2021

B
Pennsylvania 1/5/2024

IA
District of Columbia 8/20/2024

B
Tennessee 12/9/2023

B
Florida 5/6/2022

B
Virginia 2/18/2021

B
Illinois 3/25/2023

IA
Virginia 2/19/2021

B
Maryland 2/18/2021

B
West Virginia 1/5/2024

B
Massachusetts 7/21/2023

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
1861 INTERNATIONAL DR, SUITE 100, TYSONS CORNER, VA 22102
WASHINGTON, DC
Registered with this firm since 2/19/2021

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
1861 INTERNATIONAL DR, SUITE 100, TYSONS CORNER, VA 22102
WASHINGTON, DC
Registered with this firm since 2/18/2021

Previous Registration(s)
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IA
07/08/2013 - 02/12/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ALEXANDRIA, VA
B
06/04/2013 - 02/12/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ALEXANDRIA, VA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.