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DAVID PAUL WALTA
CRD#: 6185755
IA
Investment Adviser
B
Broker
MML INVESTORS SERVICES, LLCCRD#: 10409 4553 Pine Tree Circle
Suite 131
Vestavia Hills, AL 35243
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - 2017 (3 years)2 FIRMS2017 - Present (7 years)
License(s)

State Registrations

B
Alabama 10/13/2017

B
Louisiana 2/24/2023

IA
Alabama 11/1/2017

B
Tennessee 1/7/2025

B
Florida 1/7/2025

B
Texas 8/28/2018

B
Georgia 10/13/2017

IA
Texas 8/29/2018

B
Indiana 6/8/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MML INVESTORS SERVICES, LLC (CRD#:10409)
4553 Pine Tree Circle Suite 131, Vestavia Hills, AL 35243
Registered with this firm since 11/1/2017

B
MML INVESTORS SERVICES, LLC (CRD#:10409)
4553 Pine Tree Circle Suite 131, Vestavia Hills, AL 35243
Registered with this firm since 10/13/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/24/2014 - 09/29/2017 NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881) HOOVER, AL
B
03/03/2014 - 09/29/2017 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) HOOVER, AL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.