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EDWARD HA
Edward Y Ha
CRD#: 6184729
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 1800 JOHN F KENNEDY BLVD
SUITE # 800
PHILADELPHIA, PA 19103
CETERA INVESTMENT SERVICES LLCCRD#: 15340 1800 JOHN F KENNEDY BLVD
SUITE 800
PHILADELPHIA, PA 19103
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2019 - Present (5 years)BFORESTERS FINANCIAL SERVICES, INC. (CRD# 305)2013 - 2019 (6 years)
License(s)

State Registrations

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Arizona 7/15/2024

B
New York 7/26/2019

B
Connecticut 7/26/2019

B
North Carolina 1/8/2021

B
Delaware 8/1/2019

B
Oregon 1/2/2024

B
Florida 7/21/2020

B
Pennsylvania 7/26/2019

B
Maryland 7/26/2019

IA
Pennsylvania 10/16/2019

B
New Jersey 7/29/2019

B
Virginia 7/25/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
1800 JOHN F KENNEDY BLVD SUITE # 800, PHILADELPHIA, PA 19103
PHILADELPHIA, PA
Registered with this firm since 10/16/2019

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
1800 JOHN F KENNEDY BLVD SUITE 800, PHILADELPHIA, PA 19103
PHILADELPHIA, PA
Registered with this firm since 7/25/2019

Previous Registration(s)
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06/06/2013 - 06/21/2019 FORESTERS FINANCIAL SERVICES, INC. (CRD#:305) PHILADELPHIA, PA
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.