Individual Firm
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CURTIS WAYNE RAVEN
CRD#: 6184181
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 Tampa, FL
CETERA FINANCIAL SPECIALISTS LLCCRD#: 10358 3903 NORTHDALE BOULEVARD
SUITE 270E
TAMPA, FL 33624
SUITE 270E
TAMPA, FL 33624
0
Disclosures
11
Years of Experience
View By:
State Registrations
B
Alabama 5/24/2021
B
Nevada 9/13/2021
B
California 12/9/2020
B
New Jersey 7/12/2021
B
Colorado 3/2/2021
B
New York 12/3/2020
B
Connecticut 8/16/2023
B
North Carolina 12/23/2020
B
Delaware 1/7/2021
B
Oklahoma 12/14/2020
B
Florida 12/3/2020
B
Pennsylvania 12/14/2020
IA
Florida 12/8/2020
B
South Carolina 12/3/2020
B
Georgia 1/18/2022
B
Texas 2/25/2022
B
Massachusetts 1/11/2021
IA
Texas 2/23/2023
B
Missouri 12/3/2020
SRO Registrations
B
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IA
Registered with this firm since 12/8/2020
B
Registered with this firm since 12/3/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/04/2014 - 12/22/2020 | TAMPA, FL | |
B | 08/18/2014 - 12/22/2020 | TAMPA, FL | |
IA | 05/30/2013 - 07/30/2014 | TAMPA, FL | |
B | 05/01/2013 - 07/30/2014 | TAMPA, FL |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.