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JAMES WELLMAN
JAMES M WELLMAN II, JIM WELLMAN, James M Wellman, James Milo Wellman II, James Milo Wellman
CRD#: 6183755
IA
Investment Adviser
B
Broker
EMPOWER ADVISORY GROUP, LLCCRD#: 112058 Jacksonville, FL
EMPOWER FINANCIAL SERVICES, INC.CRD#: 13109 Jacksonville, FL
Registration History
20132014201520162017201820192020202120222023202420252 FIRMS2013 - 2018 (5 years)2 FIRMS2022 - Present (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2020 - 2022 (1 year)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2021 - 2022 (1 year)
License(s)

State Registrations

B
Alabama 6/22/2022

B
Montana 6/28/2022

B
Alaska 6/22/2022

B
Nebraska 6/24/2022

B
Arizona 6/27/2022

B
Nevada 6/28/2022

B
Arkansas 6/23/2022

B
New Hampshire 6/24/2022

B
California 6/23/2022

B
New Jersey 6/22/2022

B
Colorado 6/22/2022

B
New Mexico 6/23/2022

B
Connecticut 6/22/2022

B
New York 6/22/2022

B
Delaware 6/27/2022

B
North Carolina 6/27/2022

B
District of Columbia 6/23/2022

B
North Dakota 6/27/2022

B
Florida 6/22/2022

B
Ohio 6/21/2022

IA
Florida 7/21/2022

B
Oklahoma 6/22/2022

B
Georgia 6/23/2022

B
Oregon 6/22/2022

B
Hawaii 7/15/2022

B
Pennsylvania 6/22/2022

B
Idaho 6/24/2022

B
Puerto Rico 7/5/2022

B
Illinois 6/29/2022

B
Rhode Island 6/24/2022

B
Indiana 7/21/2022

B
South Carolina 6/24/2022

B
Iowa 6/28/2022

B
South Dakota 7/28/2022

B
Kansas 6/22/2022

B
Tennessee 6/22/2022

B
Kentucky 6/23/2022

B
Texas 6/22/2022

B
Louisiana 6/22/2022

B
Utah 6/23/2022

B
Maine 6/22/2022

B
Vermont 6/22/2022

B
Maryland 6/22/2022

B
Virginia 6/22/2022

B
Massachusetts 6/22/2022

B
Washington 6/23/2022

B
Michigan 6/23/2022

B
West Virginia 6/23/2022

B
Minnesota 6/23/2022

B
Wisconsin 6/23/2022

B
Mississippi 6/23/2022

B
Wyoming 7/6/2022

B
Missouri 6/21/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EMPOWER ADVISORY GROUP, LLC (CRD#:112058)
Jacksonville, FL
Registered with this firm since 7/21/2022

B
EMPOWER FINANCIAL SERVICES, INC. (CRD#:13109)
Jacksonville, FL
Registered with this firm since 6/21/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/27/2021 - 06/09/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) JACKSONVILLE, FL
B
09/29/2020 - 06/09/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) JACKSONVILLE, FL
IA
10/16/2013 - 08/14/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) JACKSONVILLE, FL
B
07/16/2013 - 08/14/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) JACKSONVILLE, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.