Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
CHRISTOPHER MARSH
CHRISTOPHER J MARSH, CHRISTOPHER Joseph MARSH, Chris Joseph Marsh
CRD#: 6183724
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2050 CORPORATE CENTRE DR STE 120
MYRTLE BEACH, SC 29577
Registration History
201620172018201920202021202220232024202520262 FIRMS2016 - 2018 (2 years)2 FIRMS2018 - 2021 (2 years)2 FIRMS2021 - 2022 (1 year)2 FIRMS2022 - Present (2 years)
Disclosure(s)
View By:
3/22/2023
Judgment / Lien
License(s)

State Registrations

B
Alabama 7/14/2022
B
New Mexico 2/28/2025
B
Arizona 7/14/2022
B
New York 7/14/2022
B
California 1/22/2024
IA
New York 7/14/2022
B
Colorado 7/14/2022
B
North Carolina 7/14/2022
B
Connecticut 7/14/2022
IA
North Carolina 7/19/2022
B
Florida 7/14/2022
B
Ohio 7/14/2022
B
Georgia 7/14/2022
B
Pennsylvania 7/14/2022
B
Indiana 7/14/2022
B
South Carolina 7/14/2022
B
Iowa 7/14/2022
IA
South Carolina 7/14/2022
B
Kentucky 7/14/2022
B
Tennessee 7/14/2022
B
Maryland 7/14/2022
B
Texas 7/14/2022
B
Massachusetts 7/14/2022
IA
Texas 7/18/2022
B
Michigan 7/14/2022
B
Utah 7/14/2022
B
Minnesota 8/20/2024
B
Vermont 7/14/2022
B
Missouri 7/14/2022
B
Virginia 7/14/2022
B
Montana 2/10/2023
B
Washington 7/14/2022
B
New Hampshire 7/14/2022
B
West Virginia 7/14/2022
B
New Jersey 2/10/2023

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2050 CORPORATE CENTRE DR STE 120, MYRTLE BEACH, SC 29577
Registered with this firm since 7/14/2022
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2050 CORPORATE CENTRE DR STE 120, MYRTLE BEACH, SC 29577
Registered with this firm since 7/14/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/02/2021 - 06/07/2022 TRUIST ADVISORY SERVICES, INC. (CRD#:283390) MYRTLE BEACH, SC
B
 02/17/2021 - 06/07/2022 TRUIST INVESTMENT SERVICES, INC. (CRD#:17499) MYRTLE BEACH, SC
IA
 07/11/2018 - 03/02/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
B
 07/11/2018 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
IA
 07/19/2016 - 07/11/2018 CAPITAL INVESTMENT ADVISORY SERVICES, LLC (CRD#:149124) MYRTLE BEACH, SC
B
 05/18/2016 - 07/11/2018 CAPITAL INVESTMENT BROKERAGE, INC. (CRD#:40657) MYRTLE BEACH, SC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.