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Detailed Report
ASHLEY ROBERT SCHEXNAILDRE
ASH SCHEXNAILDRE, ASHLEY SCHEXNAILDRE, ASHLEY SCHEXNALDRE
CRD#: 6182170
IA
Investment Adviser
B
Broker
THE AYCO COMPANY, L.P.CRD#: 106693 55 Greens Farms Road
Westport, CT 06880
GOLDMAN SACHS & CO. LLCCRD#: 361 20 GLOVER AVENUE
NORWALK, CT 06850
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2023 - Present (1 year)BWESTPORT RESOURCES INVESTMENT ... (CRD# 24535)2013 - 2016 (3 years)IAGOLDMAN SACHS PERSONAL FINANCI... (CRD# 134600)2018 - 2023 (5 years)
Disclosure(s)
View By:
3/9/2021
Customer Dispute
Withdrawn
License(s)

State Registrations

B
Alabama 6/26/2023
B
Montana 6/26/2023
B
Alaska 6/26/2023
B
Nebraska 6/26/2023
B
Arizona 6/26/2023
B
Nevada 6/26/2023
B
Arkansas 6/26/2023
B
New Hampshire 6/26/2023
B
California 6/26/2023
B
New Jersey 6/26/2023
B
Colorado 6/26/2023
B
New Mexico 6/26/2023
B
Connecticut 3/31/2023
B
New York 4/25/2023
IA
Connecticut 11/2/2023
B
North Carolina 6/26/2023
B
Delaware 6/26/2023
B
North Dakota 6/26/2023
B
District of Columbia 6/26/2023
B
Ohio 6/26/2023
B
Florida 6/26/2023
B
Oklahoma 6/26/2023
B
Georgia 6/26/2023
B
Oregon 6/26/2023
B
Hawaii 6/26/2023
B
Pennsylvania 6/26/2023
B
Idaho 6/26/2023
B
Puerto Rico 6/26/2023
B
Illinois 6/26/2023
B
Rhode Island 6/26/2023
B
Indiana 6/26/2023
B
South Carolina 6/26/2023
B
Iowa 6/26/2023
B
South Dakota 6/26/2023
B
Kansas 6/26/2023
B
Tennessee 6/26/2023
B
Kentucky 6/26/2023
B
Texas 6/26/2023
B
Louisiana 6/26/2023
B
Utah 6/26/2023
B
Maine 6/26/2023
B
Vermont 6/26/2023
B
Maryland 6/26/2023
B
Virgin Islands 6/26/2023
B
Massachusetts 6/26/2023
B
Virginia 6/26/2023
B
Michigan 6/26/2023
B
Washington 6/26/2023
B
Minnesota 6/26/2023
B
West Virginia 6/26/2023
B
Mississippi 6/26/2023
B
Wisconsin 6/26/2023
B
Missouri 6/26/2023
B
Wyoming 6/26/2023

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
THE AYCO COMPANY, L.P. (CRD#:106693)
55 Greens Farms Road, Westport, CT 06880
Registered with this firm since 11/2/2023
B
GOLDMAN SACHS & CO. LLC (CRD#:361)
20 GLOVER AVENUE, NORWALK, CT 06850
Registered with this firm since 2/11/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/23/2018 - 11/02/2023 GOLDMAN SACHS PERSONAL FINANCIAL MANAGEMENT (CRD#:134600) WESTPORT, CT
B
 04/26/2013 - 09/07/2016 WESTPORT RESOURCES INVESTMENT SERVICES, INC. (CRD#:24535) FT. WORTH, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.