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MOLLY JEANNE COOPER
MOLLY JEANNE DEML
CRD#: 6181705
IA
B
HIGGINS & SCHMIDT WEALTH STRATEGIES LLCCRD#: 286063 1934 MARKET STREET
DENVER, CO 80202
DENVER, CO 80202
LPL FINANCIAL LLCCRD#: 6413 1934 MARKET STREET,
DENVER, CO 80202
DENVER, CO 80202
0
Disclosures
11
Years of Experience
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State Registrations
IA
Colorado 3/1/2017
B
Colorado 5/26/2017
SRO Registrations
B
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IA
Registered with this firm since 3/1/2017
B
Registered with this firm since 5/26/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/06/2014 - 12/22/2016 | BROOMFIELD, CO | |
B | 06/05/2014 - 12/22/2016 | BROOMFIELD, CO | |
IA | 06/11/2013 - 03/20/2014 | ALEXANDRIA, MN | |
B | 05/14/2013 - 03/20/2014 | ALEXANDRIA, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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