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CHRISTOPHER DANIEL FERRARO
CHRIS DANIEL FERRARO, CHRIS FERRARO, CHRISTOPHER D FERRARO, CHRISTOPHER DANIIEL FERRARO
CRD#: 6181597
IA
Investment Adviser
B
Broker
NORTHERN TRUST SECURITIES, INCCRD#: 7927 50 South LaSalle
Chicago, IL 60603
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2019 - 2021 (1 year)2 FIRMS2021 - Present (3 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2013 - 2019 (6 years)IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2016 - 2019 (3 years)
License(s)

State Registrations

B
Alabama 5/4/2021

B
Missouri 4/21/2021

B
Alaska 4/9/2021

B
Montana 5/4/2021

B
Arizona 5/4/2021

B
Nebraska 5/4/2021

B
Arkansas 5/4/2021

B
Nevada 5/4/2021

B
California 3/19/2021

B
New Hampshire 3/19/2021

B
Colorado 4/21/2021

B
New Jersey 4/9/2021

B
Connecticut 3/19/2021

B
New Mexico 5/4/2021

B
Delaware 3/19/2021

B
New York 3/19/2021

B
District of Columbia 3/19/2021

B
North Carolina 5/4/2021

B
Florida 3/19/2021

B
North Dakota 5/4/2021

B
Georgia 3/19/2021

B
Ohio 5/4/2021

B
Hawaii 5/4/2021

B
Oklahoma 3/19/2021

B
Idaho 5/4/2021

B
Oregon 5/4/2021

B
Illinois 3/11/2021

B
Pennsylvania 4/21/2021

IA
Illinois 3/11/2021

B
Rhode Island 5/4/2021

B
Indiana 3/19/2021

B
South Carolina 5/4/2021

B
Iowa 5/4/2021

B
South Dakota 5/4/2021

B
Kansas 5/4/2021

B
Tennessee 4/9/2021

B
Kentucky 3/19/2021

B
Texas 4/9/2021

B
Louisiana 5/4/2021

B
Utah 4/21/2021

B
Maine 3/19/2021

B
Vermont 5/4/2021

B
Maryland 5/4/2021

B
Virginia 3/19/2021

B
Massachusetts 3/19/2021

B
Washington 5/4/2021

B
Michigan 4/21/2021

B
West Virginia 5/4/2021

B
Minnesota 3/19/2021

B
Wisconsin 3/19/2021

B
Mississippi 5/4/2021

B
Wyoming 5/4/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NORTHERN TRUST SECURITIES, INC (CRD#:7927)
50 South LaSalle, Chicago, IL 60603
Registered with this firm since 3/11/2021

B
NORTHERN TRUST SECURITIES, INC. (CRD#:7927)
50 South LaSalle, Chicago, IL 60603
Registered with this firm since 3/11/2021

Previous Registration(s)
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IA
11/05/2019 - 03/11/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) WESTCHESTER, IL
B
11/05/2019 - 03/11/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) WESTCHESTER, IL
IA
03/31/2016 - 11/14/2019 J.P. MORGAN SECURITIES LLC (CRD#:79) CHICAGO, IL
B
05/27/2013 - 11/14/2019 J.P. MORGAN SECURITIES LLC (CRD#:79) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.