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MARGARET AMELIA CARTER
MARGARET A CARTER, Maggie Carter
CRD#: 6181396
IA
Investment Adviser
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Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 2201 SAN PEDRO DR NE
BLDG 25
ALBUQUERQUE, NM 87110
CETERA ADVISOR NETWORKS LLCCRD#: 13572 2201 SAN PEDRO DR NE BLDG 25
ALBUQUERQUE, NM 87110
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2020 - 2023 (3 years)2 FIRMS2024 - Present (<1 year)BARETE WEALTH MANAGEMENT, LLC (CRD# 44856)2013 - 2020 (6 years)IAARETE WEALTH ADVISORS, LLC (CRD# 145488)2018 - 2020 (2 years)
License(s)

State Registrations

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New Mexico 5/10/2024

IA
New Mexico 5/13/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
2201 SAN PEDRO DR NE BLDG 25, ALBUQUERQUE, NM 87110
Registered with this firm since 5/13/2024

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
2201 SAN PEDRO DR NE BLDG 25, ALBUQUERQUE, NM 87110
Registered with this firm since 5/10/2024

Previous Registration(s)
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02/04/2020 - 09/28/2023 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) Chicago, IL
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02/04/2020 - 09/28/2023 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) Chicago, IL
IA
01/02/2018 - 01/31/2020 ARETE WEALTH ADVISORS, LLC (CRD#:145488) CHICAGO, IL
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10/16/2013 - 01/31/2020 ARETE WEALTH MANAGEMENT, LLC (CRD#:44856) Chicago, IL
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.