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Detailed Report
VICTORIA LAUREN SIERRA
VICTORIA LAUREN GUTIERREZ
CRD#: 6179786
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 155 NORTH LAKE AVENUE
SUITE 430
PASADENA, CA 91101
CETERA INVESTMENT SERVICES LLCCRD#: 15340 155 NORTH LAKE AVENUE
SUITE 430
PASADENA, CA 91101
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2019 - Present (5 years)BFORESTERS FINANCIAL SERVICES, INC. (CRD# 305)2013 - 2019 (6 years)IAFORESTERS ADVISORY SERVICES, LLC (CRD# 164663)2016 - 2019 (3 years)
License(s)

State Registrations

B
Arizona 4/2/2021
B
New York 7/1/2021
IA
California 6/19/2019
B
Oregon 6/21/2019
B
California 6/21/2019
B
South Carolina 1/4/2021
B
Colorado 7/5/2023
B
Texas 4/30/2020
B
Florida 7/28/2022
IA
Texas 10/20/2020
B
Hawaii 6/21/2019
B
Washington 7/13/2020
B
Kansas 6/21/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
155 NORTH LAKE AVENUE SUITE 430, PASADENA, CA 91101
PASADENA, CA
Registered with this firm since 6/20/2019
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
155 NORTH LAKE AVENUE SUITE 430, PASADENA, CA 91101
PASADENA, CA
Registered with this firm since 6/19/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/17/2016 - 06/20/2019 FORESTERS ADVISORY SERVICES, LLC (CRD#:164663) MONROVIA, CA
B
 04/29/2013 - 06/20/2019 FORESTERS FINANCIAL SERVICES, INC. (CRD#:305) MONROVIA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.