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Detailed Report
HEATHER LEE PARISEAU
CRD#: 6178787
IA
Investment Adviser
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Previous Broker
BROOKSTONE WEALTH ADVISORS, LLCCRD#: 137658 Sarasota, FL
Registration History
20132014201520162017201820192020202120222023202420252026IABROOKSTONE WEALTH ADVISORS, LLC (CRD# 137658)2024 - Present (<1 year)BNYLIFE SECURITIES LLC (CRD# 5167)2013 - 2015 (2 years)IAAE WEALTH MANAGEMENT, LLC (CRD# 282580)2022 - 2024 (1 year)
License(s)

State Registrations

IA
Florida 9/5/2024
Current Registration(s)
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BROOKSTONE WEALTH ADVISORS, LLC (CRD#:137658)
Sarasota, FL
Registered with this firm since 9/5/2024
Previous Registration(s)
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 09/01/2022 - 07/29/2024 AE WEALTH MANAGEMENT, LLC (CRD#:282580) Sarasota, FL
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 05/03/2013 - 05/22/2015 NYLIFE SECURITIES LLC (CRD#:5167) PROVIDENCE, RI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.