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Detailed Report
ABELARDO CLEMENTE SANCHEZ
CRD#: 6177938
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 100 South East 2nd Street
25th floor
Miami, FL 33131
Registration History
20132014201520162017201820192020202120222023202420252026IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2014 - Present (10 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2013 - Present (11 years)
License(s)

State Registrations

B
Arizona 2/12/2024
B
New York 12/18/2019
B
California 4/2/2020
B
Puerto Rico 1/25/2018
B
Colorado 9/9/2021
B
South Dakota 9/9/2021
B
Delaware 9/9/2021
B
Texas 11/5/2014
B
District of Columbia 5/8/2020
IA
Texas 3/19/2020
B
Florida 12/13/2013
B
Virgin Islands 8/25/2023
IA
Florida 12/10/2014
B
Washington 1/3/2025
B
Massachusetts 2/27/2020
B
Wyoming 2/5/2024
B
New Jersey 2/27/2020

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 South East 2nd Street 25th floor, Miami, FL 33131
Registered with this firm since 12/10/2014
B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 South East 2nd Street 25th floor, Miami, FL 33131
Registered with this firm since 12/10/2013
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.