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Detailed Report
KENNETH SZULCZEWSKI
KENNETH NEAL TESCH SZULCZEWSKI
CRD#: 6177362
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 3200 CHERRY CREEK S DR STE 100
DENVER, CO 80209
Registration History
201320142015201620172018201920202021202220232024202520263 FIRMS2018 - 2018 (<1 year)2 FIRMS2018 - Present (6 years)BSCOTTRADE, INC. (CRD# 8206)2013 - 2018 (4 years)IASCOTTRADE INVESTMENT MANAGEMENT (CRD# 169988)2016 - 2018 (2 years)
License(s)

State Registrations

B
Alabama 1/11/2021
B
Montana 6/23/2022
B
Arizona 10/22/2018
B
Nebraska 1/13/2021
B
California 1/25/2019
B
Nevada 9/17/2020
B
Colorado 6/29/2018
B
New Jersey 1/11/2021
IA
Colorado 6/29/2018
B
New Mexico 1/11/2021
B
Connecticut 9/17/2020
B
New York 3/16/2020
B
Florida 1/8/2019
B
North Carolina 9/17/2020
B
Georgia 10/16/2018
B
Ohio 3/23/2022
B
Hawaii 11/22/2019
B
Oregon 12/24/2018
B
Idaho 8/30/2019
B
Puerto Rico 2/13/2024
B
Illinois 2/13/2019
B
Rhode Island 1/11/2021
B
Iowa 2/14/2019
B
South Carolina 3/22/2022
B
Kansas 10/22/2018
B
South Dakota 1/12/2021
B
Louisiana 1/31/2019
B
Tennessee 2/11/2019
B
Maine 2/25/2020
B
Texas 10/30/2018
B
Maryland 9/17/2020
IA
Texas 11/1/2018
B
Massachusetts 9/17/2020
B
Utah 6/5/2019
B
Michigan 2/28/2022
B
Virginia 2/9/2024
B
Minnesota 6/15/2021
B
Washington 2/14/2019
B
Mississippi 3/22/2022
B
Wisconsin 3/22/2022
B
Missouri 3/22/2022
B
Wyoming 3/15/2019

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
3200 CHERRY CREEK S DR STE 100, DENVER, CO 80209
Registered with this firm since 6/29/2018
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
3200 CHERRY CREEK S DR STE 100, DENVER, CO 80209
Registered with this firm since 6/29/2018
Previous Registration(s)
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IA
 02/27/2018 - 06/22/2018 TD AMERITRADE, INC. (CRD#:7870) LITTLETON, CO
IA
 02/26/2018 - 06/22/2018 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) LITTLETON, CO
B
 02/26/2018 - 06/22/2018 TD AMERITRADE, INC. (CRD#:7870) LITTLETON, CO
IA
 01/12/2016 - 02/26/2018 SCOTTRADE INVESTMENT MANAGEMENT (CRD#:169988) WESTMINSTER, CO
B
 07/23/2013 - 02/26/2018 SCOTTRADE, INC. (CRD#:8206) GREENWOOD VILLAGE, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.