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Jeffrey Granoff
CRD#: 6177354
IA
B
MML INVESTORS SERVICES, LLCCRD#: 10409 PINECREST, FL
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6/16/2015
Customer Dispute
Denied
State Registrations
B
Florida 1/22/2025
IA
Florida 1/23/2025
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 1/23/2025
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Registered with this firm since 1/22/2025
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/01/2024 - 12/31/2024 | Pinecrest, FL | |
B | 06/19/2024 - 12/31/2024 | RUSSELLVILLE, AR | |
IA | 05/02/2022 - 12/31/2022 | Pinecrest, FL | |
B | 04/29/2022 - 12/31/2022 | RUSSELLVILLE, AR | |
IA | 01/15/2020 - 02/10/2022 | Miami, FL | |
B | 01/06/2020 - 02/10/2022 | Miami, FL | |
IA | 12/05/2014 - 01/22/2018 | COCONUT GROVE, FL | |
B | 04/24/2013 - 01/22/2018 | COCONUT GROVE, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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