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CHING PO WANG
CHING PO WANG
CRD#: 6176616
IA
Investment Adviser
B
Broker
SPCCRD#: 110692 904 Wesley Drive
Troy, MI 48098
PARKLAND SECURITIES, LLCCRD#: 115368 Troy, MI
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2013 - 2018 (4 years)2 FIRMS2018 - Present (7 years)
License(s)

State Registrations

B
California 3/1/2018

IA
Michigan 3/1/2018

B
Maryland 4/13/2020

B
New York 3/1/2018

B
Michigan 3/1/2018

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SPC (CRD#:110692)
904 Wesley Drive, Troy, MI 48098
Registered with this firm since 3/1/2018

B
PARKLAND SECURITIES, LLC (CRD#:115368)
Troy, MI
Registered with this firm since 3/1/2018

Previous Registration(s)
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IA
06/05/2013 - 03/06/2018 AXA ADVISORS, LLC (CRD#:6627) TROY, MI
B
05/06/2013 - 03/06/2018 AXA ADVISORS, LLC (CRD#:6627) TROY, MI
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.