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Detailed Report
DANIEL JOSEPH SHEARMAN
Daniel Joseph Shearman, Daniel Shearman, Danny Shearman
CRD#: 6175733
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Investment Adviser
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Previous Broker
EDELMAN FINANCIAL ENGINESCRD#: 104510 OVERLAND PARK, KS
Registration History
20132014201520162017201820192020202120222023202420252026IAEDELMAN FINANCIAL ENGINES (CRD# 104510)2023 - Present (1 year)BAMERICAN CENTURY INVESTMENT SE... (CRD# 17437)2022 - 2022 (<1 year)BGWFS EQUITIES, INC. (CRD# 13109)2021 - 2021 (<1 year)BIVY DISTRIBUTORS, INC. (CRD# 16496)2017 - 2021 (3 years)BWADDELL & REED (CRD# 866)2013 - 2021 (7 years)IAMULHOLLAND WEALTH ADVISORS, LLC (CRD# 282408)2023 - 2023 (<1 year)IAMARINER WEALTH ADVISORS (CRD# 140195)2022 - 2023 (<1 year)IACREATIVE PLANNING (CRD# 105348)2021 - 2022 (<1 year)
License(s)

State Registrations

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Kansas 9/18/2023
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Texas 9/18/2023
Current Registration(s)
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EDELMAN FINANCIAL ENGINES (CRD#:104510)
OVERLAND PARK, KS
Registered with this firm since 9/18/2023
Previous Registration(s)
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 06/01/2023 - 08/24/2023 MULHOLLAND WEALTH ADVISORS, LLC (CRD#:282408) Overland Park, KS
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 09/30/2022 - 01/26/2023 MARINER WEALTH ADVISORS (CRD#:140195) Overland Park, KS
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 07/12/2022 - 10/03/2022 AMERICAN CENTURY INVESTMENT SERVICES INC. (CRD#:17437) KANSAS CITY, MO
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 12/01/2021 - 06/29/2022 CREATIVE PLANNING (CRD#:105348) OVERLAND PARK, KS
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 05/25/2021 - 08/03/2021 GWFS EQUITIES, INC. (CRD#:13109) OVERLAND PARK, KS
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 11/10/2017 - 04/30/2021 IVY DISTRIBUTORS, INC. (CRD#:16496) OVERLAND PARK, KS
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 06/14/2013 - 04/21/2021 WADDELL & REED (CRD#:866) OVERLAND PARK, KS
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.