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Detailed Report
David Anthony Kasich
DAVID A. KASICH, David Kasich
CRD#: 6175309
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1 Brentwood Promenade Ct
Brentwood, MO 63144
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2017 - 2020 (2 years)2 FIRMS2020 - Present (4 years)BEDWARD JONES (CRD# 250)2014 - 2017 (2 years)IAEDWARD JONES (CRD# 250)2015 - 2017 (2 years)
License(s)

State Registrations

B
Arizona 1/4/2021
B
New Jersey 2/8/2022
B
California 1/4/2021
B
New York 10/7/2020
B
Colorado 2/4/2021
B
North Carolina 1/3/2023
B
Florida 3/5/2021
B
Pennsylvania 11/1/2024
B
Illinois 7/9/2020
B
South Dakota 10/5/2020
B
Indiana 10/6/2020
B
Tennessee 10/7/2021
B
Maryland 9/6/2023
B
Texas 7/9/2020
B
Massachusetts 6/1/2023
IA
Texas 7/9/2020
B
Missouri 7/9/2020
B
Utah 11/25/2020
IA
Missouri 7/9/2020
B
Washington 11/17/2023
B
Nevada 1/13/2022
B
Wisconsin 12/4/2020

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE National, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1 Brentwood Promenade Ct, Brentwood, MO 63144
Registered with this firm since 7/9/2020
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1 Brentwood Promenade Ct, Brentwood, MO 63144
Registered with this firm since 7/9/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/06/2017 - 03/31/2020 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ELLISVILLE, MO
B
 07/06/2017 - 03/31/2020 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ELLISVILLE, MO
IA
 04/08/2015 - 06/12/2017 EDWARD JONES (CRD#:250) ST. LOUIS, MO
B
 09/25/2014 - 06/12/2017 EDWARD JONES (CRD#:250) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.