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Raul Sandoval
Raul E Sandoval, Raul Esequiel Sandoval
CRD#: 6172869
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 20855 Stone Oak Pkwy
SAN ANTONIO, TX 78258
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2018 - 2019 (<1 year)2 FIRMS2024 - Present (<1 year)BPENSIONMARK SECURITIES, LLC (CRD# 283952)2019 - 2023 (3 years)BMML INVESTORS SERVICES, LLC (CRD# 10409)2016 - 2016 (<1 year)BAXA ADVISORS, LLC (CRD# 6627)2013 - 2016 (2 years)IAPENSIONMARK FINANCIAL GROUP, LLC (CRD# 208512)2023 - 2023 (<1 year)
License(s)

State Registrations

B
Alabama 3/7/2024

B
Nebraska 3/6/2024

B
Alaska 3/8/2024

B
Nevada 3/8/2024

B
Arizona 3/19/2024

B
New Hampshire 3/12/2024

B
Arkansas 3/8/2024

B
New Jersey 3/7/2024

B
California 3/7/2024

B
New Mexico 3/7/2024

B
Colorado 3/7/2024

B
New York 3/7/2024

B
Connecticut 3/7/2024

B
North Carolina 3/7/2024

B
Delaware 3/20/2024

B
North Dakota 3/11/2024

B
District of Columbia 3/7/2024

B
Ohio 3/6/2024

B
Florida 3/7/2024

B
Oklahoma 3/7/2024

B
Georgia 3/8/2024

B
Oregon 3/6/2024

B
Hawaii 3/7/2024

B
Pennsylvania 3/7/2024

B
Idaho 3/7/2024

B
Puerto Rico 4/4/2024

B
Illinois 3/13/2024

B
Rhode Island 3/7/2024

B
Indiana 3/9/2024

B
South Carolina 3/12/2024

B
Iowa 3/8/2024

B
South Dakota 3/7/2024

B
Kansas 3/7/2024

B
Tennessee 3/7/2024

B
Kentucky 3/8/2024

IA
Texas 2/23/2024

B
Louisiana 3/14/2024

B
Texas 3/6/2024

B
Maine 3/7/2024

B
Utah 3/7/2024

B
Maryland 3/7/2024

B
Vermont 3/7/2024

B
Massachusetts 3/7/2024

B
Virgin Islands 3/8/2024

B
Michigan 3/8/2024

B
Virginia 3/9/2024

B
Minnesota 3/12/2024

B
Washington 3/7/2024

B
Mississippi 3/7/2024

B
West Virginia 3/7/2024

B
Missouri 3/7/2024

B
Wisconsin 3/7/2024

B
Montana 3/7/2024

B
Wyoming 3/7/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
20855 Stone Oak Pkwy, SAN ANTONIO, TX 78258
Schertz, TX
Registered with this firm since 3/6/2024

IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
20855 Stone Oak Pkwy, SAN ANTONIO, TX 78258
Schertz, TX
Registered with this firm since 2/23/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/12/2023 - 07/24/2023 PENSIONMARK FINANCIAL GROUP, LLC (CRD#:208512) Garden Ridge, TX
B
10/08/2019 - 07/24/2023 PENSIONMARK SECURITIES, LLC (CRD#:283952) Garden Ridge, TX
B
11/26/2018 - 10/18/2019 USAA FINANCIAL ADVISORS, INC. (CRD#:129035) SAN ANTONIO, TX
B
11/26/2018 - 10/18/2019 USAA INVESTMENT MANAGEMENT COMPANY (CRD#:5475) SAN ANTONIO, TX
B
06/08/2016 - 12/14/2016 MML INVESTORS SERVICES, LLC (CRD#:10409) SAN ANTONIO, TX
B
11/13/2013 - 04/06/2016 AXA ADVISORS, LLC (CRD#:6627) SAN ANTONIO, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.