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NATHAN ALLEN KRAUS
NATHAN KRAUS
CRD#: 6172823
IA
B
EQUITABLE ADVISORS, LLCCRD#: 6627 1515 W. 22ND STREET
SUITE 300
OAK BROOK, IL 60523
SUITE 300
OAK BROOK, IL 60523
0
Disclosures
11
Years of Experience
View By:
State Registrations
B
Arizona 11/3/2022
B
Indiana 8/27/2019
IA
Arizona 11/14/2022
IA
Indiana 3/8/2022
B
California 8/19/2021
B
Louisiana 1/4/2022
IA
California 8/26/2021
B
Michigan 3/22/2023
B
Colorado 5/21/2021
IA
Michigan 3/31/2023
IA
Colorado 11/9/2022
B
Minnesota 11/23/2020
B
Florida 1/10/2017
IA
Minnesota 7/27/2021
IA
Florida 7/20/2022
B
Montana 8/9/2023
B
Illinois 10/24/2014
B
Virginia 1/26/2022
IA
Illinois 10/24/2014
B
Wisconsin 3/2/2015
SRO Registrations
B
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IA
Registered with this firm since 10/24/2014
B
Registered with this firm since 10/24/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/20/2013 - 10/08/2014 | LINCOLNSHIRE, IL | |
B | 04/25/2013 - 10/08/2014 | LINCOLNSHIRE, IL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.